171-240-A9  Allow compliance agents to work for multiple companies provided that the agent has notified all entities that he represents.  This helps large and small companies.  Large companies often have multiple entities with multiple license numbers  but one person actually is responsible to be the compliance agent for all.  Therefore there are many compliance agents in "name only".  Small companies can have emergencies that leave them without an agent for more than 90 days.  Small companies often don't have the manpower to spend on regulatory oversight and a part-time agent would give them relief and ensure that compliance issues are met.